The session will cover the following: System of quality management: • What does the system of quality management look like • What is the specific policies and procedures to be implemented in the firm • How does this affect your day-to-day job • What documentation is required Risk management and compliance program: • What is the money laundering risk for our firm • What is the risk assessment for our clients • What are the procedures to be performed for customer due diligence • What are the documentary requirements • Reporting requirements o Suspicious reports o Cash reports o Terrorist property report o Examples of when reports should be made