Available Course
CaseWare session 3 – Documenting controls and risk assessment
>> Click here to book this training as an In-House course <<
| Duration: | 2.00 |
| CPD Hours: | Attendance at this seminar will secure 2 hour/s verifiable CPD points including other professional bodies (SAICA, SAIBA, ACCA, IACSA, IRBA & etc) |
| Course Facilitator: |
Yvonne Rossouw
T: 0118861395 E: gillian@probetatraining.co.za |
| Back | |
If you are using CaseWare to perform your audit engagements, then this series is for you! From first time users to those who just need a refresher, these 6 sessions will take you through the audit process within CaseWare Probe and explain how to complete working papers and how the methodology works. We will also tie each working paper to their Auditing Standard to ensure the users understand the requirements.
Session three will focus on obtaining an understanding of the entity and specifically documenting internal controls. It will also look at finalising risk assessment.
• Controls at entity level
• Controls at assertion level
• IT controls
• Controls over significant risks
• Assessing the risk at assertion level
• The following documents will be addressed:
o 11.30 – Control risk assessment design and implementation
o 11.31 – Control risk assessment testing controls
o 11.50 – Control activities design and implementation
o 11.61 – Controls over significant risks
o 11.60 – Risk assessment at assertion level
o 11.10 – Risk analysis summary
Auditors, First year SAICA Trainees, Second year SAICA trainees, Third year SAICA trainees, Fourth year SAICA trainees, Fifth year SAICA trainees, Audit managers, and Audit partners