This session is intended to inform the employees of Equifin of their new system of quality management, and how this will affect their day-to-day activities.
We will discuss the policies and procedures of the firm to implement this system of quality management, the processes they should be aware of, and the documents that need to be completed.
• What is a quality management system
• Equifin’s system of quality management
• The risk-based approach – what does this mean and how does it affect
me?
• Responses – policies, and procedures
o Who is responsible
o How do we implement
o How will this impact my daily activities and the engagements
o What are the template documents
• Monitoring and evaluation of the quality management system
o Root cause analyses
o Responding to deficiencies identified
