Your firm will be required to fulfil certain regulatory obligations, such as: • Establish and verify the identity of clients • Understand the nature and purpose of a transaction/relationship • Keep records of business relationships and transactions • Screen against sanctions watchlists • Report receipts of cash above a prescribed amount to the FIC • Report suspicious transactions or activities to the FIC • Document internal processes consistent with obligations under the FICA • Offer compulsory FICA training to all employees • Appoint a compliance officer • Identify the source of funds for transactions. Please join me for this free session where I will explain to you how I can assist your firm with the implementation of your firm’s RMCP.